Form D · Other Banking and Financial Services
Esquire Financial Holdings, Inc.
Garden City, NY · CIK 0001531031
Offering snapshot reported Sep 30, 2015 · SEC filing
- Reported sold
- $17.2M Offering amount: $25M
- Investors reported
- 40 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 30, 2014 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$16,757,000 → $17,238,250
- Reported investors35 → 40
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 30, 2015 | Amendment | $17,238,250 | $481,250vs Aug 31, 2015 | 40 | SEC filing |
| Aug 31, 2015 | Amendment | $16,757,000 | $2,500,000vs Aug 12, 2015 | 35 | SEC filing |
| Aug 12, 2015 | Amendment | $14,257,000 | $5,577,000vs Jul 14, 2015 | 34 | SEC filing |
| Jul 14, 2015 | Amendment | $8,680,000 | $1,450,000vs Feb 4, 2015 | 18 | SEC filing |
| Feb 4, 2015 | Amendment | $7,230,000 | $285,000vs Jan 12, 2015 | 4 | SEC filing |
| Jan 12, 2015 | Initial | $6,945,000 | No comparison | 4 | SEC filing |
| Aug 7, 2014 | Initial | $3,566,900 | No comparison | 0 | SEC filing |
| May 7, 2013 | Amendment | $10,287,755 | $4,815,250vs Feb 8, 2012 | 0 | SEC filing |
| Feb 8, 2012 | Initial | $5,472,505 | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $611K
- Finders' fees
- $0
- Form D file number
- 021-231967
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Sandler O'Neill + Partners, L.P. | 23328 |
Source: Form D, filed Sep 30, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Eric S Bader | Executive |
| Anthony Coelho | Director |
| Jason M Darby | Executive |
| Todd Deutsch | Director |
| Christopher E Diamantis | Director |
| Marc Grossman | Director |
| Russ M Herman | Director |
| Harvey Hirschfeld | Director |
| Ari P Kornhaber | Executive |
| Robert J Mitzman | Director |
| Angelicque Moreno | Director |
| John Morgan | Director |
| Richard T Powers | Director |
| Andrew C Sagliocca | Director, Executive |
| Christopher A. Seeger | Director |
| Dennis Shields | Director, Executive |
| Michael Skoler | Director |
| Kevin C Waterhouse | Director |
| Selig A Zises | Director |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:Garden City, NY, 11530