Form D · Other

ESPERANZA RESOURCES CORP

Vancouver, A1 · CIK 0001261252

Offering snapshot reported Jul 3, 2012 · SEC filing

Reported sold
$8.49M
Offering amount: $8.49M
Investors reported
124
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
May 24, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$4.25M$8.49MJun 1, 2012: $7,491,125.00Jun 1, 2012Jul 3, 2012: $8,491,125.00Jul 3, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$7,491,125 → $8,491,125
  • Reported investors123 → 124

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 3, 2012Amendment$8,491,125$1,000,000vs Jun 1, 2012124SEC filing
Jun 1, 2012Initial$7,491,125No comparison123SEC filing
Jan 5, 2011Initial$73,949No comparison2SEC filing
Feb 26, 2010Initial$4,080,000No comparison88SEC filing
Feb 23, 2007PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Option to acquire
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$509K (estimated)
Finders' fees
$0
Form D file number
021-179160

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
CORMARK SECURITIES (USA) LIMITED101000
SPROTT GLOBAL RESOURCE INVESTMENTS, LTD.35878
CANACCORD GENUITY INC.1020

Source: Form D, filed Jul 3, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Paul Joseph Bartos Executive
Brian Eric Bayley Director
William Dale Bond Executive
Kim Charisse Casswell Executive
Geoffrey Chatter Director
Marcel Henry De Groot Director
George Dickson Elliott Director
Michael Henreid Halvorson Director
David Lindsay Miles Executive
Laurence John Morris Executive
William Joseph Pincus Director
Steven Joseph Ristorcelli Director
Gregory Joseph Smith Executive
Andrew Todd Swarthout Director
John Stevens Zuker Executive

Issuer details

Industry: Other (See others in industry)

Address:
543 Granville Street, Suite 501
Vancouver, A1, V6C 1X8