Form D · Hedge Fund

Espalier Global Partners LP

New York, NY · CIK 0001509402

Offering snapshot reported Jan 20, 2016 · SEC filing

Reported sold
$414M
Indefinite offering
Investors reported
71
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Jan 1, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$207M$414MJan 14, 2011: $76,955,000.00Jan 14, 2011Jan 24, 2012: $237,195,000.00Jan 24, 2012Jan 24, 2013: $334,370,000.00Jan 24, 2013Jan 23, 2014: $362,332,500.00Jan 23, 2014Jan 22, 2015: $412,772,500.00Jan 22, 2015Jan 20, 2016: $414,072,500.00Jan 20, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$412,772,500 → $414,072,500
  • Reported investors69 → 71

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 20, 2016Amendment$414,072,500$1,300,000vs Jan 22, 201571SEC filing
Jan 22, 2015Amendment$412,772,500$50,440,000vs Jan 23, 201469SEC filing
Jan 23, 2014Amendment$362,332,500$27,962,500vs Jan 24, 201369SEC filing
Jan 24, 2013Amendment$334,370,000$97,175,000vs Jan 24, 201266SEC filing
Jan 24, 2012Amendment$237,195,000$160,240,000vs Jan 14, 201147SEC filing
Jan 14, 2011Initial$76,955,000No comparison17SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-153806

Source: Form D, filed Jan 20, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ESPALIER GLOBAL PARTNERS LP

Investment adviser: ESPALIER GLOBAL MANAGEMENT LLC

Gross asset value
$43.4M
Beneficial owners
9
ADV minimum commitment
$1M

Reported in Form ADV on Mar 2, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HEDGESERV LIMITED DUBLIN 2, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP ROSELAND, New Jersey, United States
Custodian NORTHBROOK BANK AND TRUST - WINTRUST FUNDS GROUP NORTHBROOK, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 1082288 · Mar 2, 2017 · Schedule D 7.B.(1), fund 805-7831572310

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Espalier Global Management Llc Executive
Espalier V, Llc Executive
Steven C. Plank Executive
Wojciech Uzdelewicz Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Espalier Global Management Llc 599 Lexington Avenue, Suite 4110
New York, NY, 10022