Form D · Hedge Fund

Espalier Global Offshore Fund, Ltd.

Grand Cayman, E9 · CIK 0001509403

Offering snapshot reported Jan 20, 2016 · SEC filing

Reported sold
$120M
Indefinite offering
Investors reported
20
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Jan 1, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$102M$205MJan 14, 2011: $6,460,000.00Jan 14, 2011Jan 24, 2012: $204,811,866.00Jan 24, 2012Jan 24, 2013: $43,001,866.00Jan 24, 2013Jan 23, 2014: $115,730,642.00Jan 23, 2014Jan 22, 2015: $119,030,642.00Jan 22, 2015Jan 20, 2016: $120,030,642.00Jan 20, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$119,030,642 → $120,030,642

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 20, 2016Amendment$120,030,642$1,000,000vs Jan 22, 201520SEC filing
Jan 22, 2015Amendment$119,030,642$3,300,000vs Jan 23, 201420SEC filing
Jan 23, 2014Amendment$115,730,642$72,728,776vs Jan 24, 201319SEC filing
Jan 24, 2013Amendment$43,001,866-$161,810,000vs Jan 24, 201217SEC filing
Jan 24, 2012Amendment$204,811,866$198,351,866vs Jan 14, 201134SEC filing
Jan 14, 2011Initial$6,460,000No comparison6SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-153807

Source: Form D, filed Jan 20, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ESPALIER GLOBAL OFFSHORE FUND, LTD.

Investment adviser: ESPALIER GLOBAL MANAGEMENT LLC

Gross asset value
$5.62M
Beneficial owners
4
ADV minimum commitment
$1M

Reported in Form ADV on Mar 2, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HEDGESERV LIMITED DUBLIN 2, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG GRAND CAYMAN, Cayman Islands
Custodian NORTHBROOK BANK AND TRUST - WINTRUST FUNDS GROUP NORTHBROOK, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 1082288 · Mar 2, 2017 · Schedule D 7.B.(1), fund 805-7049077324

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Espalier Global Management Llc Executive
Tom Parsons Director
Steven C. Plank Executive
Inderjit Singh Director
Wojciech Uzdelewicz Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Elian Fiduciary Services (Cayman) Ltd. 89 Nexus Way, Camana Bay
Grand Cayman, E9, KY1-9007