Form D · Hedge Fund

ESL PARTNERS, L.P.

Bay Harbour, FL · CIK 0000923727

Offering snapshot reported Dec 31, 2012 · SEC filing

Reported sold
$9.16B
Indefinite offering
Investors reported
236
Form D · investor count
Minimum accepted
$10K
Reported outside-investor minimum
First sale
Oct 19, 1989
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$4.58B$9.16BDec 31, 2009: $9,154,907,064.00Dec 31, 2009Dec 30, 2010: $9,163,404,064.00Dec 30, 2010Dec 30, 2011: $9,163,404,064.00Dec 30, 2011Dec 31, 2012: $9,163,404,064.00Dec 31, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 31, 2012Amendment$9,163,404,064$0vs Dec 30, 2011236SEC filing
Dec 30, 2011Amendment$9,163,404,064$0vs Dec 30, 2010236SEC filing
Dec 30, 2010Amendment$9,163,404,064$8,497,000vs Dec 31, 2009236SEC filing
Dec 31, 2009Amendment$9,154,907,064No comparison234SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$21.5M (estimated)
Finders' fees
$0
Form D file number
021-109127
Total amount sold represents gross capital raised to date, and includes capital raised by ESL Ltd and invested in the Issuer. The Issuer was formed in 1989.
Sales commissions represents amount paid to date. Issuer was formed in 1989.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Goldman, Sachs & Co.361Goldman, Sachs & Co. · CRD 361

Source: Form D, filed Dec 31, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ESL PARTNERS, LP

Investment adviser: ESL INVESTMENTS, INC.

Gross asset value
$767M
Beneficial owners
35
ADV minimum commitment
$25M

Reported in Form ADV on Nov 11, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator APEX FUND SERVICES (CHICAGO) LLC CHICAGO, Illinois, United States Investor statements: Some (provided to some but not all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS TAMPA, Florida, United States
Custodian CITIBANK NA NEW YORK, New York, United States Related to adviser: No
Custodian CITIGROUP GLOBAL MARKETS, INC. NEW YORK, New York, United States Related to adviser: No
Custodian COMPUTERSHARE LIMITED NEW YORK, New York, United States Related to adviser: No
Prime broker CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS
PCAOB 238

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 8-8177

Filing source

Form ADV 1575980 · Nov 11, 2021 · Schedule D 7.B.(1), fund 805-8212534462

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
William C. Crowley Executive
N/A Esl Investments, Inc. Promoter
William R. Harker Executive
Edward S. Lampert Executive
Adrian J. Maizey Executive
N/A Rbs Partners, L.P. Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1170 Kane Concourse Suite 200
Bay Harbour, FL, 33154