Form D · Hedge Fund

ESG TREASURY OPPORTUNITIES OFFSHORE PORTFOLIO, LTD.

New York, NY · CIK 0001476759

Offering snapshot reported Jan 26, 2015 · SEC filing

Reported sold: $117M
Investors reported: 16
Minimum accepted: $2M
First sale: Nov 1, 2009

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Minimum accepted$1,000,000 → $2,000,000

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 26, 2015	Amendment	$116,710,000	$0vs Jan 24, 2014	16	SEC filing
Jan 24, 2014	Amendment	$116,710,000	-$236,664,000vs Jan 24, 2013	16	SEC filing
Jan 24, 2013	Amendment	$353,374,000	$12,855,000vs Jan 26, 2012	82	SEC filing
Jan 26, 2012	Amendment	$340,519,000	$99,010,000vs Jan 28, 2011	79	SEC filing
Jan 28, 2011	Amendment	$241,509,000	$210,854,000vs Jan 29, 2010	68	SEC filing
Jan 29, 2010	Amendment	$30,655,000	$30,155,000vs Nov 13, 2009	19	SEC filing
Nov 13, 2009	Initial	$500,000	No comparison	1	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-136099

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
TCG Securities, L.L.C.	154788

Source: Form D, filed Jan 26, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ESG TREASURY OPPORTUNITIES OFFSHORE PORTFOLIO, LTD.

Investment adviser: EMERGING SOVEREIGN GROUP, LLC

Gross asset value: $20.4M
Beneficial owners: 17
ADV minimum commitment: $1M

Reported in Form ADV on Nov 25, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (CURAÇAO) B.V. CURACAO, Netherlands Antilles Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LTD. GRAND CAYMAN, Cayman Islands

Custodian CITCO BANKING CORPORATION N.V. CURACAO, Netherlands Antilles Related to adviser: No

Custodian JP MORGAN CHASE BANK N.A. NEW YORK, New York, United States Related to adviser: No

Marketer CARLYLE AUSTRALIA EQUITY MANAGEMENT PTY LTD SYDNEY NSW, Australia Related to adviser: Yes

Marketer CARLYLE HONG KONG EQUITY MANAGEMENT LIMITED HONG KONG, Hong Kong Related to adviser: Yes

Marketer TCG SECURITIES, L.L.C. WASHINGTON, District of Columbia, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

TCG SECURITIES, L.L.C.
CRD 154788 · SEC 8-68672

Filing source

Form ADV 959008 · Nov 25, 2015 · Schedule D 7.B.(1), fund 805-8949409518

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
David Bree	Director
Emerging Sovereign Group Llc	Executive
J. Kevin Kenny	Director, Executive
Don M. Seymour	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Emerging Sovereign Group Llc 520 Madison Avenue, 41 St Floor
New York, NY, 10022