Form D · Hedge Fund

ESG Cross Border Equity Participation Fund Ltd.

New York, NY · CIK 0001597199

Offering snapshot reported Feb 1, 2017 · SEC filing

Reported sold
$28.1M
Indefinite offering
Investors reported
66
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jan 1, 2014
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$14.1M$28.1MJan 15, 2014: $15,950,000.00Jan 15, 2014Jan 15, 2015: $25,731,412.00Jan 15, 2015Feb 1, 2016: $25,951,413.00Feb 1, 2016Feb 1, 2017: $28,131,587.00Feb 1, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$25,951,413 → $28,131,587
  • Reported investors63 → 66

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 1, 2017Amendment$28,131,587$2,180,174vs Feb 1, 201666SEC filing
Feb 1, 2016Amendment$25,951,413$220,001vs Jan 15, 201563SEC filing
Jan 15, 2015Amendment$25,731,412$9,781,412vs Jan 15, 201462SEC filing
Jan 15, 2014Initial$15,950,000No comparison18SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$703K (estimated)
Finders' fees
$0
Form D file number
021-210163
Estimated maximum aggregate sales commission to be paid to the selling agent. The sales commission to be deducted from the subscription amount varies from 0% to 2.50% based on the investor's cumulative investment in the entire HedgeAccess Program.

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
Merrill Lynch, Pierce, Fenner & Smith Incorporated7691

Source: Form D, filed Feb 1, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Asterion Fund Services (Offshore) Ltd. Promoter
James Louis Costabile Director, Executive
Nancy Fahmy Executive
Keith D. Glenfield Director, Executive
Barbra E. Kocsis Executive
Ninon B. Marapachi Executive
Jeff Mc Goey Executive
N/A Merrill Lynch Alternative Investments Llc ("Mlai") Executive
Leslie Ross Executive
Colleen Rose Rusch Director, Executive
Devesh Saksena Executive
Steven Lawrence Suss Director, Executive
Charles Thomas Director
Brian Woldow Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
250 Vesey Street, 11th Floor
New York, NY, 10281