Form D · Hedge Fund
ESG CROSS BORDER EQUITY OFFSHORE FUND, LTD.
Grand Cayman, E9 · CIK 0001436293
Offering snapshot reported Nov 8, 2017 · SEC filing
- Reported sold
- $1.35B Indefinite offering
- Investors reported
- 224 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- May 1, 2007 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$1,344,948,696 → $1,348,948,696
- Minimum accepted$5,000,000 → $100,000
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 8, 2017 | Amendment | $1,348,948,696 | $4,000,000vs Nov 8, 2016 | 224 | SEC filing |
| Nov 8, 2016 | Amendment | $1,344,948,696 | $29,395,000vs Jan 26, 2016 | 224 | SEC filing |
| Jan 26, 2016 | Amendment | $1,315,553,696 | $31,899,000vs Jan 27, 2015 | 222 | SEC filing |
| Jan 27, 2015 | Amendment | $1,283,654,696 | $260,966,104vs Jan 24, 2014 | 215 | SEC filing |
| Jan 24, 2014 | Amendment | $1,022,688,592 | -$81,880,806vs Jan 24, 2013 | 197 | SEC filing |
| Jan 24, 2013 | Amendment | $1,104,569,398 | $551,999,850vs Jan 26, 2012 | 232 | SEC filing |
| Jan 26, 2012 | Amendment | $552,569,548 | $123,435,948vs Jan 28, 2011 | 141 | SEC filing |
| Jan 28, 2011 | Amendment | $429,133,600 | $99,700,000vs Jan 29, 2010 | 96 | SEC filing |
| Jan 29, 2010 | Amendment | $329,433,600 | $33,990,000vs May 27, 2009 | 86 | SEC filing |
| May 27, 2009 | Amendment | $295,443,600 | No comparison | Not reported | SEC filing |
| May 23, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $950K
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-118631
Generally, as noted above, Stifel receives a fixed fee paid in relation to clients introduced by it to the issuer.
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | 793 | |
| Barclays Capital Inc. | 19714 |
Source: Form D, filed Nov 8, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
ESG CROSS BORDER EQUITY OFFSHORE FUND, LTD.
Investment adviser: EMERGING SOVEREIGN GROUP, LLC
- Gross asset value
- $57M
- Beneficial owners
- 15
- ADV minimum commitment
- $5M
Reported in Form ADV on Apr 24, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
ERNST & YOUNG LTD.
PCAOB 165
CITCO BANKING CORPORATION N.V.
LEI 549300HEYP0HGEVT8L46
Filing source
Form ADV 1212283 · Apr 24, 2018 · Schedule D 7.B.(1), fund 805-2967022745
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| David Bree | Director |
| Emerging Sovereign Group Llc | Executive |
| J. Kevin Kenny | Director, Executive |
| Don M. Seymour | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Grand Cayman, E9, KY1-9007