Form D · Hedge Fund

ESG CROSS BORDER EQUITY FUND LP

New York, NY · CIK 0001457600

Offering snapshot reported Nov 8, 2017 · SEC filing

Reported sold: $2.28B
Investors reported: 773
Minimum accepted: $0
First sale: Jan 1, 2007

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$2,257,005,848 → $2,276,299,668
Reported investors769 → 773
Minimum accepted$5,000,000 → $0

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Nov 8, 2017	Amendment	$2,276,299,668	$19,293,820vs Nov 8, 2016	773	SEC filing
Nov 8, 2016	Amendment	$2,257,005,848	$70,658,999vs Jan 26, 2016	769	SEC filing
Jan 26, 2016	Amendment	$2,186,346,849	$98,236,898vs Jan 27, 2015	765	SEC filing
Jan 27, 2015	Amendment	$2,088,109,951	$373,397,811vs Jan 24, 2014	760	SEC filing
Jan 24, 2014	Amendment	$1,714,712,140	$868,646,660vs Jan 24, 2013	731	SEC filing
Jan 24, 2013	Amendment	$846,065,480	$453,359,677vs Jan 26, 2012	475	SEC filing
Jan 26, 2012	Amendment	$392,705,803	$156,679,536vs Jan 28, 2011	249	SEC filing
Jan 28, 2011	Amendment	$236,026,267	$24,650,825vs Jan 29, 2010	80	SEC filing
Jan 29, 2010	Amendment	$211,375,442	$13,859,333vs Mar 16, 2009	72	SEC filing
Mar 16, 2009	Initial	$197,516,109	No comparison	Not reported	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $4.81M (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-127923

Generally, as noted above, Stifel receives a fixed fee paid in relation to clients introduced by it to the Issuer.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Stifel, Nicolaus & Company, Incorporated	793
Barclays Capital Inc.	19714

Source: Form D, filed Nov 8, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ESG CROSS BORDER EQUITY FUND LP

Investment adviser: EMERGING SOVEREIGN GROUP, LLC

Gross asset value: $340M
Beneficial owners: 40
ADV minimum commitment: $5M

Reported in Form ADV on Apr 24, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (CURAÇAO) B.V. CURACAO, Netherlands Antilles Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP NEW YORK, New York, United States

Custodian CITCO BANKING CORPORATION N.V. CURACAO, Curacao Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

CITCO BANKING CORPORATION N.V.
LEI 549300HEYP0HGEVT8L46

Filing source

Form ADV 1212283 · Apr 24, 2018 · Schedule D 7.B.(1), fund 805-9741178680

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Emerging Sovereign Group Llc	Executive
Emerging Sovereign Partners Llc	Executive
J. Kevin Kenny	Executive
Tc Group, L.L.C	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Emerging Sovereign Partners Llc 520 Madison Avenue, 41 St Floor
New York, NY, 10022