Form D · Hedge Fund

ESG Credit Macro Event Fund II LP

New York, NY · CIK 0001505332

Offering snapshot reported Nov 14, 2012 · SEC filing

Reported sold
$190M
Indefinite offering
Investors reported
18
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Oct 1, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$94.9M$190MNov 10, 2010: $210,000.00Nov 10, 2010Nov 10, 2011: $9,577,244.00Nov 10, 2011Nov 14, 2012: $189,827,515.00Nov 14, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$9,577,244 → $189,827,515
  • Reported investors10 → 18

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 14, 2012Amendment$189,827,515$180,250,271vs Nov 10, 201118SEC filing
Nov 10, 2011Amendment$9,577,244$9,367,244vs Nov 10, 201010SEC filing
Nov 10, 2010Initial$210,000No comparison4SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-150337

Source: Form D, filed Nov 14, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ESG CREDIT MACRO EVENT FUND II LP

Investment adviser: EMERGING SOVEREIGN GROUP, LLC

Gross asset value
$492M
Beneficial owners
10
ADV minimum commitment
$1M

Reported in Form ADV on Jun 24, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (CURAÇAO) B.V. CURACAO, Netherlands Antilles Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP NEW YORK, New York, United States
Custodian BARCLAYS BANK PLC LONDON, United Kingdom Related to adviser: No
Custodian CITIBANK N.A. NEW YORK, New York, United States Related to adviser: No
Custodian CITIGROUP GLOBAL MARKETS INC. GETZVILLE, New York, United States Related to adviser: No
Custodian CREDIT SUISSE INTERNATIONAL LONDON, United Kingdom Related to adviser: No
Custodian CREDIT SUISSE SECURITIES (EUROPE) LIMITED LONDON, United Kingdom Related to adviser: No
Custodian DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No
Custodian GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom Related to adviser: No
Custodian JPMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No
Custodian MERRILL LYNCH INTERNATIONAL LONDON, United Kingdom Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Marketer CARLYLE AUSTRALIA EQUITY MANAGEMENT PTY LTD SYDNEY NSW, Australia Related to adviser: Yes
Marketer CARLYLE HONG KONG EQUITY MANAGEMENT LIMITED HONG KONG, Hong Kong Related to adviser: Yes
Marketer TCG SECURITIES, L.L.C. WASHINGTON, District of Columbia, United States Related to adviser: Yes
Prime broker CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States
Prime broker J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8013387

DEUTSCHE BANK SECURITIES INC.
SEC 8-8019638

MORGAN STANLEY & CO. LLC
SEC 8-15869

TCG SECURITIES, L.L.C.
CRD 154788 · SEC 8-68672

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 8-8177

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 732878 · Jun 24, 2013 · Schedule D 7.B.(1), fund 805-5371064376

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
J. Kevin Kenny Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
101 Park Avenue 48 Th Floor
New York, NY, 10178