Form D · Other Investment Fund
ESF 110 Parent Co Ltd
Dublin 1, L2 · CIK 0001519454
Offering snapshot reported Apr 29, 2011 · SEC filing
- Reported sold
- $75M Offering amount: $75M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Apr 15, 2011 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 29, 2011 | Initial | $75,000,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $2.14M
- Form D file number
- 021-159070
800,000 sold in US offering, rest under Reg S to non-U.S. Persons. Item 14 Al disc. below solely for US investors.
GUGGENHEIM SECURITIES, LLC gets paid under the Placement Agency Agreement.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| N/A | None | Guggenheim Securities, LLC · CRD 40638 |
Source: Form D, filed Apr 29, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Joan Lederer | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
5 Harbourmaster Place Ifsc
Dublin 1, L2, 00000
Dublin 1, L2, 00000