Form D · Oil and Gas
Escalera Resources Co.
Denver, CO · CIK 0000029834
Offering snapshot reported Apr 4, 2014 · SEC filing
- Reported sold
- $4.83M Indefinite offering
- Investors reported
- 28 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Mar 24, 2014 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 4, 2014 | Initial | $4,825,000 | No comparison | 28 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $290K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-214938
The Company retained full discretion to determine the size of the offering.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Petrie Partners Securities LLC. | 131783 |
Source: Form D, filed Apr 4, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Sigmund Balaban | Director |
| Neil Bush | Director |
| Charles F Chambers | Director, Executive |
| Roy Cohee | Director |
| Richard Dole | Director |
| Adam Fenster | Executive |
| Brent Hathaway | Director |
| Clark Huffman | Executive |
| Taylor Simonton | Director |
Issuer details
Industry: Oil and Gas (See others in industry)
Address:
1675 Broadway Suite 2200
Denver, CO, 80202
Denver, CO, 80202