Form D · Other Investment Fund

Escalate Capital Partners SBIC III, Lp

Austin, TX · CIK 0001621476

Offering snapshot reported Oct 6, 2014 · SEC filing

Reported sold
$85.5M
Offering amount: $85.5M
Investors reported
6
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Sep 18, 2014
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 6, 2014Initial$85,500,000No comparison6SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-225805

Source: Form D, filed Oct 6, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ESCALATE CAPITAL PARTNERS SBIC III, LP

Investment adviser: EC MANAGEMENT SERVICES, LLC

Gross asset value
$19.1M
Beneficial owners
7
ADV minimum commitment
$100K

Reported in Form ADV on Mar 19, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CSC FUND SERVICES NORTH AMERICA LLC WEST ORANGE, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP NEW YORK, New York, United States
Custodian CADENCE BANK TUPELO, Mississippi, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG LLP
PCAOB 185

Filing source

Form ADV 2074765 · Mar 19, 2026 · Schedule D 7.B.(1), fund 805-2879292673

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
James Thomas Ross Cockrell Promoter
N/A Escalate Sbic Capital Management Iii, Llc Executive
Simon Patrick James Promoter
Christopher Michael Julich Promoter
William Anthony Schell Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
300 W. Sixth Street, Suite 2230
Austin, TX, 78701