Form D · Private Equity Fund

EquityZen Thematic Fund LLC - Enterprise SaaS Series 1

New York, NY · CIK 0001892986

Offering snapshot reported Apr 8, 2022 · SEC filing

Reported sold
$1.24M
Offering amount: $1.24M
Investors reported
47
Form D · investor count
Minimum accepted
$5K
Reported outside-investor minimum
First sale
Dec 16, 2021
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$619K$1.24MDec 23, 2021: $755,020.00Dec 23, 2021Feb 11, 2022: $1,035,020.00Feb 11, 2022Apr 8, 2022: $1,237,271.00Apr 8, 2022

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$1,035,020 → $1,237,271
  • Reported investors42 → 47

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 8, 2022Amendment$1,237,271$202,251vs Feb 11, 202247SEC filing
Feb 11, 2022Amendment$1,035,020$280,000vs Dec 23, 202142SEC filing
Dec 23, 2021Initial$755,020No comparison31SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-426417

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
EquityZen Securities LLC281820EquityZen Securities LLC · CRD 281820

Source: Form D, filed Apr 8, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

EQUITYZEN THEMATIC FUND LLC - ENTERPRISE SAAS SERIES 1

Investment adviser: EQUITYZEN ADVISORS LLC

Gross asset value
$868K
Beneficial owners
47
ADV minimum commitment
$5K

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HC GLOBAL FUND SERVICES, LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian EAST WEST BANCORP, INC. PASADENA, California, United States Related to adviser: No
Custodian SOUTHSTATE BANK, N.A. WINTER HAVEN, Florida, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 2084371 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-2964686153

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Llc Assure Fund Management Ii Director
Llc Equity Zen Advisors Director, Executive
Philip Haslett Director, Executive
Richard Thoms Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
30 Broad Street Suite 1200
New York, NY, 10004