Form D · Private Equity Fund

EquityZen Growth Technology Fund LLC - Series 977

New York, NY · CIK 0001877659

Offering snapshot reported Sep 28, 2021 · SEC filing

Reported sold: $1.65M
Investors reported: 52
Minimum accepted: $10K
First sale: Aug 2, 2021

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$1,441,031 → $1,646,022

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Sep 28, 2021	Amendment	$1,646,022	$204,991vs Aug 10, 2021	52	SEC filing
Aug 10, 2021	Initial	$1,441,031	No comparison	Not reported	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $82.3K
Finders' fees: $0
Form D file number: 021-409362

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
EquityZen Securities LLC	281820	EquityZen Securities LLC · CRD 281820

Source: Form D, filed Sep 28, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Llc Assure Fund Management Ii	Director
Llc Equity Zen Advisors	Director, Executive
Philip Haslett	Director, Executive
Richard Thoms	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

30 Broad Street Suite 1200
New York, NY, 10004