Form D · Private Equity Fund

EquityZen Growth Technology Fund LLC - Series 969

New York, NY · CIK 0001875801

Offering snapshot reported Mar 3, 2022 · SEC filing

Reported sold
$956K
Offering amount: $956K
Investors reported
35
Form D · investor count
Minimum accepted
$9.98K
Reported outside-investor minimum
First sale
Jan 21, 2022
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$478K$956KJan 26, 2022: $321,536.00Jan 26, 2022Feb 16, 2022: $926,464.00Feb 16, 2022Mar 3, 2022: $956,448.00Mar 3, 2022

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$926,464 → $956,448
  • Reported investors33 → 35
  • Minimum accepted$10,016 → $9,984

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 3, 2022Amendment$956,448$29,984vs Feb 16, 202235SEC filing
Feb 16, 2022Amendment$926,464$604,928vs Jan 26, 202233SEC filing
Jan 26, 2022Initial$321,536No comparison16SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$47.8K
Finders' fees
$0
Form D file number
021-430826

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
EquityZen Securities LLC281820EquityZen Securities LLC · CRD 281820

Source: Form D, filed Mar 3, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Llc Assure Fund Management Ii Director
Llc Equity Zen Advisors Director, Executive
Philip Haslett Director, Executive
Richard Thoms Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
30 Broad Street Suite 1200
New York, NY, 10004