Form D · Private Equity Fund
EquityZen Growth Technology Fund LLC - Series 969
New York, NY · CIK 0001875801
Offering snapshot reported Mar 3, 2022 · SEC filing
- Reported sold
- $956K Offering amount: $956K
- Investors reported
- 35 Form D · investor count
- Minimum accepted
- $9.98K Reported outside-investor minimum
- First sale
- Jan 21, 2022 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$926,464 → $956,448
- Reported investors33 → 35
- Minimum accepted$10,016 → $9,984
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 3, 2022 | Amendment | $956,448 | $29,984vs Feb 16, 2022 | 35 | SEC filing |
| Feb 16, 2022 | Amendment | $926,464 | $604,928vs Jan 26, 2022 | 33 | SEC filing |
| Jan 26, 2022 | Initial | $321,536 | No comparison | 16 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $47.8K
- Finders' fees
- $0
- Form D file number
- 021-430826
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| EquityZen Securities LLC | 281820 | EquityZen Securities LLC · CRD 281820 |
Source: Form D, filed Mar 3, 2022. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Llc Assure Fund Management Ii | Director |
| Llc Equity Zen Advisors | Director, Executive |
| Philip Haslett | Director, Executive |
| Richard Thoms | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10004