Form D · Private Equity Fund

EquityZen Growth Technology Fund LLC - Series 477

New York, NY · CIK 0001789084

Offering snapshot reported Jul 2, 2020 · SEC filing

Reported sold
$632K
Offering amount: $632K
Investors reported
40
Form D · investor count
Minimum accepted
$9.95K
Reported outside-investor minimum
First sale
Jun 17, 2020
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$316K$632KJun 25, 2020: $444,906.00Jun 25, 2020Jul 2, 2020: $632,448.00Jul 2, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$444,906 → $632,448
  • Reported investors25 → 40
  • Minimum accepted$10,000 → $9,954

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 2, 2020Amendment$632,448$187,542vs Jun 25, 202040SEC filing
Jun 25, 2020Initial$444,906No comparison25SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$31.6K
Finders' fees
$0
Form D file number
021-369673

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
EquityZen Securities LLC281820EquityZen Securities LLC · CRD 281820

Source: Form D, filed Jul 2, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Llc Assure Fund Management Ii Director
Llc Equity Zen Advisors Director, Executive
Philip Haslett Director, Executive
Richard Thoms Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
30 Broad Street 12th Floor
New York, NY, 10004