Form D · Private Equity Fund

EquityZen Growth Technology Fund LLC - Series 43

New York, NY · CIK 0001681846

Offering snapshot reported Sep 8, 2016 · SEC filing

Reported sold: $243K
Investors reported: 9
Minimum accepted: $0
First sale: Jul 29, 2016

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$177,603 → $242,589
Reported investors6 → 9

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Sep 8, 2016	Amendment	$242,589	$64,986vs Aug 11, 2016	9	SEC filing
Aug 11, 2016	Initial	$177,603	No comparison	6	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: No
Business combination: No

Sales commissions: $12K
Finders' fees: $0
Form D file number: 021-268699

Sales compensation recipients

Scroll to see all columns →

Recipient	CRD	Associated broker-dealer
Shriram Bhashyam	4580119	Wealthforge Securities, LLC · CRD 152550
Phil Haslett	5563192	Wealthforge Securities, LLC · CRD 152550
Nathaniel Disston	6459947	Wealthforge Securities, LLC · CRD 152550

Source: Form D, filed Sep 8, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

EQUITYZEN GROWTH TECHNOLOGY FUND LLC - SERIES 43

Investment adviser: EQUITYZEN ADVISORS LLC

Gross asset value: $243K
Beneficial owners: 9
ADV minimum commitment: $0

Reported in Form ADV on Mar 29, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ASSURE FUND MANAGEMENT II, LLC SALT LAKE CITY, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 1296400 · Mar 29, 2019 · Schedule D 7.B.(1), fund 805-4710724104

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Llc Assure Fund Management Ii	Director
Jens Beyrich	Executive
Shriram Bhashyam	Director, Executive
Inc. Equity Zen	Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

10 West 18th St 7th Floor
New York, NY, 10011-4618