Form D · Private Equity Fund

EquityZen Growth Technology Fund LLC - Series 409

New York, NY · CIK 0001774909

Offering snapshot reported May 13, 2019 · SEC filing

Reported sold: $329K
Investors reported: 10
Minimum accepted: $10K
First sale: Apr 23, 2019

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
May 13, 2019	Amendment	$329,062	$0vs Apr 25, 2019	10	SEC filing
Apr 25, 2019	Initial	$329,062	No comparison	10	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b
Duration over one year: No
Business combination: No

Sales commissions: $16.5K
Finders' fees: $0
Form D file number: 021-338118

Sales compensation recipients

Scroll to see all columns →

Recipient	CRD	Associated broker-dealer
EquityZen Securities LLC	281820	EquityZen Securities LLC · CRD 281820

Source: Form D, filed May 13, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Llc Assure Fund Management Ii	Director
Llc Equity Zen Advisors	Director, Executive
Philip Haslett	Director, Executive
Richard Thoms	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

45 West 27th Street Suite 200
New York, NY, 10001