Form D · Private Equity Fund
EquityZen Growth Technology Fund LLC - Series 401
New York, NY · CIK 0001775549
Offering snapshot reported Jul 31, 2019 · SEC filing
- Reported sold
- $265K Offering amount: $265K
- Investors reported
- 14 Form D · investor count
- Minimum accepted
- $10K Reported outside-investor minimum
- First sale
- Jul 24, 2019 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 31, 2019 | Initial | $265,074 | No comparison | 14 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $13.3K
- Finders' fees
- $0
- Form D file number
- 021-345433
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| EquityZen Securities LLC | 281820 | EquityZen Securities LLC · CRD 281820 |
Source: Form D, filed Jul 31, 2019. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Llc Assure Fund Management Ii | Director |
| Llc Equity Zen Advisors | Director, Executive |
| Philip Haslett | Director, Executive |
| Richard Thoms | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
45 West 27th Street Suite 200
New York, NY, 10001
New York, NY, 10001