Form D · Private Equity Fund

EquityZen Growth Technology Fund, LLC - Series 38

New York, NY · CIK 0001676543

Offering snapshot reported Jun 9, 2016 · SEC filing

Reported sold: $115K
Investors reported: 5
Minimum accepted: $0
First sale: May 31, 2016

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jun 9, 2016	Initial	$115,002	No comparison	5	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: No
Business combination: No

Sales commissions: $4.73K
Finders' fees: $0
Form D file number: 021-264636

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Shiriam Bhashyam	4580119	Wealthforge, LLC · CRD 152550
Phil Haslett	5563192	Wealthforge, LLC · CRD 152550
Nathaniel Disston	6459947	Wealthforge, LLC · CRD 152550

Source: Form D, filed Jun 9, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

EQUITYZEN GROWTH TECHNOLOGY FUND LLC - SERIES 38

Investment adviser: EQUITYZEN ADVISORS LLC

Gross asset value: $115K
Beneficial owners: 5
ADV minimum commitment: $0

Reported in Form ADV on Mar 29, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ASSURE FUND MANAGEMENT II, LLC SALT LAKE CITY, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 1296400 · Mar 29, 2019 · Schedule D 7.B.(1), fund 805-3455668002

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Llc Assure Fund Management Ii,	Director
Jens Beyrich	Executive
Shriram Bhashyam	Director, Executive
Inc. Equity Zen	Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

26 W. 17th Street 2nd Floor
New York, NY, 10011