Form D · Private Equity Fund

EquityZen Growth Technology Fund, LLC - Series 37

Salt Lake City, UT · CIK 0001678962

Offering snapshot reported Aug 3, 2016 · SEC filing

Reported sold: $320K
Investors reported: 9
Minimum accepted: $0
First sale: Jun 28, 2016

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Aug 3, 2016	Amendment	$319,936	$0vs Jul 8, 2016	9	SEC filing
Jul 8, 2016	Initial	$319,936	No comparison	9	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: No
Business combination: No

Sales commissions: $14.5K
Finders' fees: $0
Form D file number: 021-266583

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Shriram Bhashyam	4580119	WEALTHFORGE SECURITIES, LLC · CRD 152550
Phil Haslett	5563192	WEALTHFORGE SECURITIES, LLC · CRD 152550
Nathaniel Disston	6459947	WEALTHFORGE SECURITIES, LLC · CRD 152550

Source: Form D, filed Aug 3, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

EQUITYZEN GROWTH TECHNOLOGY FUND LLC - SERIES 37

Investment adviser: EQUITYZEN ADVISORS LLC

Gross asset value: $320K
Beneficial owners: 9
ADV minimum commitment: $0

Reported in Form ADV on Feb 11, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ASSURE FUND MANAGEMENT II, LLC SALT LAKE CITY, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 1275654 · Feb 11, 2019 · Schedule D 7.B.(1), fund 805-2210581506

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Llc Assure Fund Management Ii,	Director
Jens Beyrich	Executive
Shriram Bhashyam	Director, Executive
Inc. Equity Zen	Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

2150 S 1300 E Suite 360
Salt Lake City, UT, 84106