Form D · Private Equity Fund
EquityZen Growth Technology Fund LLC - Series 229
New York, NY · CIK 0001734170
Offering snapshot reported Apr 11, 2018 · SEC filing
- Reported sold
- $252K Offering amount: $252K
- Investors reported
- 5 Form D · investor count
- Minimum accepted
- $10K Reported outside-investor minimum
- First sale
- Apr 9, 2018 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 11, 2018 | Initial | $252,000 | No comparison | 5 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $12.6K
- Finders' fees
- $0
- Form D file number
- 021-309925
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| EquityZen Securities LLC | 281820 | EquityZen Securities LLC · CRD 281820 |
Source: Form D, filed Apr 11, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
EQUITYZEN GROWTH TECHNOLOGY FUND LLC - SERIES 229
Investment adviser: EQUITYZEN ADVISORS LLC
- Gross asset value
- $252K
- Beneficial owners
- 5
- ADV minimum commitment
- $10K
Reported in Form ADV on Mar 29, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
Filing source
Form ADV 1296400 · Mar 29, 2019 · Schedule D 7.B.(1), fund 805-8070999807
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Llc Assure Fund Management Ii | Director |
| Shriram Bhashyam | Director, Executive |
| Llc Equity Zen Advisors | Director, Executive |
| Richard Thoms | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10011-4618