Form D · Private Equity Fund

EquityZen Growth Technology Fund LLC - Series 173

New York, NY · CIK 0001720395

Offering snapshot reported Jan 4, 2018 · SEC filing

Reported sold: $145K
Investors reported: 5
Minimum accepted: $10K
First sale: Dec 11, 2017

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$112,802 → $144,900
Reported investors3 → 5

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 4, 2018	Amendment	$144,900	$32,098vs Dec 14, 2017	5	SEC filing
Dec 14, 2017	Initial	$112,802	No comparison	3	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C.1
Duration over one year: No
Business combination: No

Sales commissions: $7.25K
Finders' fees: $0
Form D file number: 021-300728

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
EquityZen Securities LLC	281820	EquityZen Securities LLC · CRD 281820

Source: Form D, filed Jan 4, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

EQUITYZEN GROWTH TECHNOLOGY FUND LLC - SERIES 173

Investment adviser: EQUITYZEN ADVISORS LLC

Gross asset value: $145K
Beneficial owners: 5
ADV minimum commitment: $10K

Reported in Form ADV on Mar 29, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ASSURE FUND MANAGEMENT, LLC SALT LAKE CITY, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 1296400 · Mar 29, 2019 · Schedule D 7.B.(1), fund 805-4890518174

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Llc Assure Fund Management Ii	Director
Shriram Bhashyam	Director, Executive
Llc Equity Zen Advisors	Director, Executive
Ade Ojo	Executive
Erin Rosenthal	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

10 West 18th St 7th Floor
New York, NY, 10011-4618