Form D · Private Equity Fund

EquityZen Growth Technology Fund LLC - Series 172

New York, NY · CIK 0001720396

Offering snapshot reported Jan 4, 2018 · SEC filing

Reported sold
$450K
Offering amount: $450K
Investors reported
24
Form D · investor count
Minimum accepted
$9.53K
Reported outside-investor minimum
First sale
Dec 28, 2017
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 4, 2018Initial$449,680No comparison24SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$22.5K
Finders' fees
$0
Form D file number
021-302340

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
EquityZen Securities LLC281820EquityZen Securities LLC · CRD 281820

Source: Form D, filed Jan 4, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

EQUITYZEN GROWTH TECHNOLOGY FUND LLC - SERIES 172

Investment adviser: EQUITYZEN ADVISORS LLC

Gross asset value
$450K
Beneficial owners
24
ADV minimum commitment
$9.53K

Reported in Form ADV on Mar 29, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ASSURE FUND MANAGEMENT, LLC SALT LAKE CITY, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 1296400 · Mar 29, 2019 · Schedule D 7.B.(1), fund 805-4599672080

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Llc Assure Fund Management Ii Director
Shriram Bhashyam Director, Executive
Llc Equity Zen Advisors Director, Executive
Erin Rosenthal Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
10 West 18th St 7th Floor
New York, NY, 10011-4618