Form D · Private Equity Fund

EquityZen Growth Technology Fund LLC - Series 146

New York City, NY · CIK 0001715249

Offering snapshot reported Oct 5, 2017 · SEC filing

Reported sold: $458K
Investors reported: 21
Minimum accepted: $0
First sale: Aug 15, 2017

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 5, 2017	Amendment	$458,250	$0vs Aug 24, 2017	21	SEC filing
Aug 24, 2017	Initial	$458,250	No comparison	21	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: No
Business combination: No

Sales commissions: $22.9K
Finders' fees: $0
Form D file number: 021-293376

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
EquityZen Securities LLC	281820

Source: Form D, filed Oct 5, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

EQUITYZEN GROWTH TECHNOLOGY FUND LLC - SERIES 146

Investment adviser: EQUITYZEN ADVISORS LLC

Gross asset value: $458K
Beneficial owners: 21
ADV minimum commitment: $0

Reported in Form ADV on Mar 29, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ASSURE FUND MANAGEMENT II, LLC SALT LAKE CITY, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 1296400 · Mar 29, 2019 · Schedule D 7.B.(1), fund 805-3490092536

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Llc Assure Fund Management Ii	Director
Shriram Bhashyam	Director, Executive
Llc Equity Zen Advisors	Director, Executive
Mateo Johnson	Executive
Erin Rosenthal	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

10 West 18th St 7th Floor
New York City, NY, 10011-4618