Form D · Private Equity Fund

EquityZen Growth Technology Fund LLC - Series 136

New York City, NY · CIK 0001715196

Offering snapshot reported Sep 7, 2017 · SEC filing

Reported sold
$798K
Offering amount: $798K
Investors reported
42
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Aug 10, 2017
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$399K$798KAug 24, 2017: $589,594.00Aug 24, 2017Sep 7, 2017: $797,577.00Sep 7, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$589,594 → $797,577
  • Reported investors29 → 42

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 7, 2017Amendment$797,577$207,983vs Aug 24, 201742SEC filing
Aug 24, 2017Initial$589,594No comparison29SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$39.9K
Finders' fees
$0
Form D file number
021-293375

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
EquityZen Securities LLC281820

Source: Form D, filed Sep 7, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

EQUITYZEN GROWTH TECHNOLOGY FUND LLC - SERIES 136

Investment adviser: EQUITYZEN ADVISORS LLC

Gross asset value
$590K
Beneficial owners
29
ADV minimum commitment
$0

Reported in Form ADV on Feb 11, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ASSURE FUND MANAGEMENT, LLC SALT LAKE CITY, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 1275654 · Feb 11, 2019 · Schedule D 7.B.(1), fund 805-8175047040

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Llc Assure Fund Management Ii Director
Shriram Bhashyam Director, Executive
Llc Equity Zen Advisors Director, Executive
Mateo Johnson Executive
Erin Rosenthal Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
10 West 18th St 7th Floor
New York City, NY, 10011-4618