Form D · Other Investment Fund

EquityZen Growth Technology Fund LLC - Series 13

New York, NY · CIK 0001650172

Offering snapshot reported Jan 4, 2016 · SEC filing

Reported sold: $140K
Investors reported: 7
Minimum accepted: $0
First sale: Dec 23, 2015

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 4, 2016	Amendment	$140,000	$0vs Dec 31, 2015	7	SEC filing
Dec 31, 2015	Initial	$140,000	No comparison	7	SEC filing
Oct 13, 2015	Amendment	Yet to sell	No comparison	0	SEC filing
Aug 6, 2015	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: No
Business combination: No

Sales commissions: $7K
Finders' fees: $0
Form D file number: 021-254328

Source: Form D, filed Jan 4, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

EQUITYZEN GROWTH TECHNOLOGY FUND LLC - SERIES 13

Investment adviser: EQUITYZEN ADVISORS LLC

Gross asset value: $140K
Beneficial owners: 7
ADV minimum commitment: $0

Reported in Form ADV on Mar 29, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ASSURE FUND MANAGEMENT, LLC SALT LAKE CITY, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 1296400 · Mar 29, 2019 · Schedule D 7.B.(1), fund 805-2429427489

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Llc Assure Fund Management,	Director
Jens Beyrich	Executive
Shriram Bhashyam	Director, Executive
Inc Equity Zen	Director, Executive
N/A N/A Equity Zen Inc.	Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

222 Broadway Floor 19
New York, NY, 10038