Form D · Private Equity Fund

EquityZen Growth Technology Fund LLC - Series 128

New York, NY · CIK 0001711088

Offering snapshot reported Jul 6, 2017 · SEC filing

Reported sold
$187K
Offering amount: $187K
Investors reported
9
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jun 26, 2017
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 6, 2017Initial$187,000No comparison9SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$9.35K
Finders' fees
$0
Form D file number
021-290086

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
EquityZen Securities LLC281820EquityZen Securities LLC · CRD 281820

Source: Form D, filed Jul 6, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

EQUITYZEN GROWTH TECHNOLOGY FUND LLC - SERIES 128

Investment adviser: EQUITYZEN ADVISORS LLC

Gross asset value
$187K
Beneficial owners
9
ADV minimum commitment
$10K

Reported in Form ADV on Mar 29, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ASSURE FUND MANAGEMENT II, LLC SALT LAKE CITY, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 1296400 · Mar 29, 2019 · Schedule D 7.B.(1), fund 805-4032783297

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Llc Assure Fund Management Ii Director
Shriram Bhashyam Director, Executive
Inc. Equity Zen Director, Executive
Erin Rosenthal Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
10 West 18 Th St 7 Th Floor
New York, NY, 10011-4618