Form D · Private Equity Fund

EquityZen Growth Opportunity Fund IX LLC - Series 1

New York, NY · CIK 0001979956

Offering snapshot reported Nov 9, 2023 · SEC filing

Reported sold
$3.32M
Offering amount: $3.32M
Investors reported
89
Form D · investor count
Minimum accepted
$2.5K
Reported outside-investor minimum
First sale
Jul 31, 2023
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.66M$3.32MAug 10, 2023: $1,315,000.00Aug 10, 2023Aug 31, 2023: $1,965,000.00Aug 31, 2023Oct 11, 2023: $2,585,000.00Oct 11, 2023Nov 9, 2023: $3,319,697.00Nov 9, 2023

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$2,585,000 → $3,319,697
  • Reported investors70 → 89
  • Minimum accepted$20,000 → $2,500

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 9, 2023Amendment$3,319,697$734,697vs Oct 11, 202389SEC filing
Oct 11, 2023Amendment$2,585,000$620,000vs Aug 31, 202370SEC filing
Aug 31, 2023Amendment$1,965,000$650,000vs Aug 10, 202354SEC filing
Aug 10, 2023Initial$1,315,000No comparison37SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-489326

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
EquityZen Advisors LLCNoneEquityZen Securities LLC · CRD 281820

Source: Form D, filed Nov 9, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

EQUITYZEN GROWTH OPPORTUNITY FUND IX LLC - SERIES 1

Investment adviser: EQUITYZEN ADVISORS LLC

Gross asset value
$4.21M
Beneficial owners
89
ADV minimum commitment
$2.5K

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HC GLOBAL FUND SERVICES, LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor RICHEY MAY & CO. ENGLEWOOD, Colorado, United States
Custodian SOUTHSTATE BANK, N.A. WINTER HAVEN, Florida, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

RICHEY MAY & CO.
PCAOB 673

Filing source

Form ADV 2084371 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-9185313874

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Llc Securities Equity Zen Advisors Director, Executive
Philip Securities Haslett Director, Executive
Llc Hc Global Fund Services, Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
30 Broad St Suite 1200
New York, NY, 10004