Form D · Other Investment Fund

Equity Long/Short Opportunities Fund

Chicago, IL · CIK 0001531134

Offering snapshot reported Mar 5, 2019 · SEC filing

Reported sold
$192M
Indefinite offering
Investors reported
311
Form D · investor count
Minimum accepted
$50K
Reported outside-investor minimum
First sale
Oct 3, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$96.1M$192MOct 17, 2011: $29,570,000.00Oct 17, 2011Mar 9, 2012: $23,730,000.00Mar 8, 2013: $29,635,000.00Mar 7, 2014: $30,925,000.00Mar 4, 2015: $56,376,000.00Mar 4, 2016: $110,305,900.00Mar 3, 2017: $126,144,900.00Mar 2, 2018: $127,094,900.00Mar 5, 2019: $192,270,400.00Mar 5, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$127,094,900 → $192,270,400
  • Reported investors300 → 311

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 5, 2019Amendment$192,270,400$65,175,500vs Mar 2, 2018311SEC filing
Mar 2, 2018Amendment$127,094,900$950,000vs Mar 3, 2017300SEC filing
Mar 3, 2017Amendment$126,144,900$15,839,000vs Mar 4, 2016298SEC filing
Mar 4, 2016Amendment$110,305,900$53,929,900vs Mar 4, 2015275SEC filing
Mar 4, 2015Amendment$56,376,000$25,451,000vs Mar 7, 2014204SEC filing
Mar 7, 2014Amendment$30,925,000$1,290,000vs Mar 8, 2013182SEC filing
Mar 8, 2013Amendment$29,635,000$5,905,000vs Mar 9, 2012174SEC filing
Mar 9, 2012Amendment$23,730,000-$5,840,000vs Oct 17, 2011142SEC filing
Oct 17, 2011Initial$29,570,000No comparison119SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-167367

Source: Form D, filed Mar 5, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Lori A. Anello Executive
Craig R. Carberry Executive
Darlene Chappell Executive
Patrick Clavio Executive
Robert D. Di Carlo Executive
Patrick M. D'onofrio Executive
Tracy Dotolo Executive
Richard W. Durkes Director
Margret E. Duvall Executive
Steven P. Farmer Executive
Allison K. Fraser Executive
Derek Jewusiak Executive
Brian Kolva Executive
John F.X. Manning Director
John J. Masterson Director
James D. Mc Donald Director
Michael Meehan Executive
Robert P. Morgan Executive
Theodore A. Olson Director
Shanna Palmersheim Executive
Randal Rein Executive
Larry Rountree Executive
Ralph F. Vitale Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
50 South La Salle Street
Chicago, IL, 60603