Form D · Hedge Fund

Man FRM Global Equity Long Short Strategies Ltd.

Grand Cayman, E9 · CIK 0001457030

Offering snapshot reported Aug 22, 2017 · SEC filing

Reported sold: $84.9M
Investors reported: 149
Minimum accepted: $50K
First sale: Apr 1, 2008

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Aug 22, 2017	Amendment	$84,891,360	$0vs Aug 22, 2016	149	SEC filing
Aug 22, 2016	Amendment	$84,891,360	$0vs Aug 21, 2015	149	SEC filing
Aug 21, 2015	Amendment	$84,891,360	$0vs Aug 21, 2015	149	SEC filing
Aug 21, 2015	Amendment	$84,891,360	$0vs Mar 12, 2015	149	SEC filing
Mar 12, 2015	Amendment	$84,891,360	$0vs Mar 12, 2014	149	SEC filing
Mar 12, 2014	Amendment	$84,891,360	$199,850vs Mar 12, 2013	149	SEC filing
Mar 12, 2013	Amendment	$84,691,510	$720,775vs Mar 12, 2012	148	SEC filing
Mar 12, 2012	Amendment	$83,970,735	$10,147,360vs Mar 11, 2011	145	SEC filing
Mar 11, 2011	Amendment	$73,823,375	$38,752,776vs Mar 11, 2010	131	SEC filing
Mar 11, 2010	Amendment	$35,070,599	No comparison	78	SEC filing
Feb 12, 2009	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $2.29M (estimated)
Finders' fees: $0
Form D file number: 021-127283

Man Investments Inc. is an affiliate of FRM Investment Management (USA) LLC. Issuer didn't pay sales commissions to MII in this offering. MII compensates Registered Reps salary and discretionary bonus, determined by factors, incl. assets raised for Issuer

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Man Investments Inc.	15770
Merrill Lynch, Pierce, Fenner & Smith Incorporated	7691

Source: Form D, filed Aug 22, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MAN FRM GLOBAL EQUITY LONG SHORT STRATEGIES LTD

Investment adviser: MAN SOLUTIONS LLC

Gross asset value: $3.6M
Beneficial owners: 22
ADV minimum commitment: $100K

Reported in Form ADV on Mar 29, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BNY FUND MANAGEMENT (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No

Auditor ERNST AND YOUNG GRAND CAYMAN, Cayman Islands

Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Marketer MAN INVESTMENTS AG PFAFFIKON, Switzerland Related to adviser: Yes

Marketer MAN INVESTMENTS INC. NEW YORK, New York, United States Related to adviser: Yes

Marketer MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST AND YOUNG
PCAOB 1655

MAN INVESTMENTS INC.
CRD 15770 · SEC 8-32575

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD 7691 · SEC 801-14235

Filing source

Form ADV 1193984 · Mar 29, 2018 · Schedule D 7.B.(1), fund 805-3466125322

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
James Louis Costabile	Director, Executive
Ronan Daly	Director
Alun Davies	Director
Justin C Ferri	Director, Executive
Jens Foehrenbach	Executive
N/A Frm Investment Management (Usa) Llc	Executive
Keith D. Glenfield	Director, Executive
Robert Richard Hanna	Executive
Shiraz Kajee	Executive
Solomon E. Kuckelman	Executive
Michelle Mc Closkey	Executive
N/A Merrill Lynch Alternative Investments Llc	Promoter
N/A Merrill Lynch Alternative Investments Llc ("Mlai")	Executive
Deann D. Morgan	Director, Executive
Simon Palmer	Director
John Renouf	Director
Colleen Rose Rusch	Director, Executive
Matthew David Stadtmauer	Executive
Steven Lawrence Suss	Director, Executive
Jennifer Thomson	Director
John Walley	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Citco Trustees (Cayman) Limited 89 Nexus Way, Camana Bay
Grand Cayman, E9, KY1-1205