Form D · Other Banking and Financial Services
Equity Financial Holdings Inc.
Toronto, A6 · CIK 0001514600
Offering snapshot reported Mar 11, 2011 · SEC filing
- Reported sold
- $2.69M Offering amount: $2.69M
- Investors reported
- 2 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Mar 1, 2011 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 11, 2011 | Initial | $2,694,243 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $162K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-156588
U.S. dollar amounts are based on the Bank of Canada noon rate of exchange reported on March 1, 2011, which was Cdn$0.9743=US$1.00.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Cormark Securities (USA) Limited | 101000 | Cormark Securities Inc. |
Source: Form D, filed Mar 11, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Michael A. Gerrior | Director |
| James Gould | Executive |
| Elmer I. Kim | Director |
| Bradley R. Kipp | Director |
| Bernard J. Le Duc | Director |
| Josh Reusing | Executive |
| J. Allan Ringler | Director |
| Paul G. Smith | Director, Executive |
| Thomas R. Spencer | Director |
| Donald A. Wright | Director |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
200 University Avenue, Suite 400
Toronto, A6, M5H 4H1
Toronto, A6, M5H 4H1