Form D · Other Technology
EQUITY ADMINISTRATION SOLUTIONS INC
Pleasanton, CA · CIK 0001213015
Offering snapshot reported Nov 4, 2014 · SEC filing
- Reported sold
- $21.4M Indefinite offering
- Investors reported
- 5 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Sep 24, 2014 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 4, 2014 | Initial | $21,390,000 | No comparison | 5 | SEC filing |
| Jul 14, 2014 | Initial | $3,526,000 | No comparison | 2 | SEC filing |
| Oct 19, 2011 | Initial | $709,625 | No comparison | 6 | SEC filing |
| Aug 20, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-227697
Starting 9/24, 48,581,395 shares of Series D & 1,162,791 shares of Common were sold at $0.43/share, additional Series D to be sold in next 18 months, may be for different price, total shares of Series D will not exceed total of 58,200,000.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| None | None |
Source: Form D, filed Nov 4, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Mike Boese | Director, Executive |
| Scott Bradley | Executive |
| Mark Ebersole | Director, Executive |
| John Gibbon | Director |
| Don Gillotti | Executive |
| Tami Giovanni | Executive |
| Daniel Katzman | Director |
| Leslie Leach | Executive |
| Steve Madiera | Executive |
| Neil Malik | Director |
| Jorge Martin | Executive |
| Vito Palmieri | Director |
| Gordon Rausser | Director |
| Grant Rollin | Director |
| Carine Schneider | Director, Executive |
Issuer details
Industry: Other Technology (See others in industry)
Address:
4683 Chabot Drive, Suite 260
Pleasanton, CA, 94588
Pleasanton, CA, 94588