Form D · Other Investment Fund

Equinox Private Legends Fund - Beach Horizon Series

Denver, CO · CIK 0001472680

Offering snapshot reported Feb 22, 2011 · SEC filing

Reported sold
$240K
Indefinite offering
Investors reported
3
Form D · investor count
Minimum accepted
$25K
Reported outside-investor minimum
First sale
Nov 4, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$120K$240KNov 6, 2009: $90,000.00Nov 6, 2009Jan 14, 2011: $90,000.00Feb 22, 2011: $240,000.00Feb 22, 2011

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$90,000 → $240,000
  • Reported investors1 → 3

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 22, 2011Amendment$240,000$150,000vs Nov 6, 20093SEC filing
Jan 14, 2011Amendment$90,000$0vs Nov 6, 20091SEC filing
Nov 6, 2009Initial$90,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
Not reported
Bornhoft Group Securities is the lead selling agent, with additional B/D agents. No up-front commissions but on-going monthly placement fees. Additional agent fees as determined by Equinox.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Bornhoft Group Securities Corporation21946

Source: Form D, filed Feb 22, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
S. Brent Bales Executive
Richard E. Bornhoft Director, Executive
David De Muth Director
Ajay R. Dravid Director
Robert J. Enck Executive
Ron S. Montano Executive
John C. Plimpton Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Equinox Fund Management, Llc 1775 Sherman Street, Suite 2500
Denver, CO, 80203