Form D · Hedge Fund

EQUANUM OFFSHORE FUND, LTD

Singapore, U0 · CIK 0001361770

Offering snapshot reported Aug 3, 2012 · SEC filing

Reported sold: $21.7M
Investors reported: 19
Minimum accepted: $500K
First sale: Oct 1, 2005

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Aug 3, 2012	Amendment	$21,677,866	$0vs Jul 27, 2011	19	SEC filing
Jul 27, 2011	Amendment	$21,677,866	$5,514,267vs May 28, 2010	19	SEC filing
May 28, 2010	Amendment	$16,163,599	$5,326,016vs May 22, 2009	19	SEC filing
May 22, 2009	Amendment	$10,837,583	No comparison	Not reported	SEC filing
Apr 24, 2006	Paper	Not reported	No comparison	Not reported

Offering details

Securities: Pooled investment fund, Other
Exemptions: 06, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-89301

The total amount sold and the number of investors reflected in this Form D do not take withdrawals and/or redemptions into consideration.

Participating Redeemable Non-Voting Class A and Class B Shares. The minimum amount in Item 11 may be waived at the sole discretion of the Board of Director but may not be less than the current minimum as prescribed by Cayman Islands law.

Source: Form D, filed Aug 3, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

EQUANUM OFFSHORE FUND, LTD.

Investment adviser: EQUANUM CAPITAL MANAGEMENT PTE. LTD.

Gross asset value: $7.38M
Beneficial owners: 7
ADV minimum commitment: $500K

Reported in Form ADV on Mar 28, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator DUNDEE LEEDS MANAGEMENT SERVICES (CAYMAN) LTD. MONTREAL, Canada Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator GLOBAL WEALTH MANAGEMENT SOLUTIONS LTD ROSE HILL, Mauritius Investor statements: No (provided to no investors) Related to adviser: No

Auditor ERNST & YOUNG EBENE, Mauritius

Auditor ERNST & YOUNG LLP SAN FRANCISCO, California, United States

Custodian CITIBANK, N.A. SAN FRANCISCO, California, United States Related to adviser: No

Custodian E*TRADE SECURITIES LLC SAN FRANCISCO, California, United States Related to adviser: No

Custodian GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom Related to adviser: No

Custodian JP MORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Custodian MORGAN STANLEY & CO. LLC SAN FRANCISCO, California, United States Related to adviser: No

Custodian STANDARD CHARTERED BANK MUMBAI, India Related to adviser: No

Custodian STANDARD CHARTERED BANK (MAURITIUS) LIMITED EBENE, Mauritius Related to adviser: No

Prime broker GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom

Prime broker MORGAN STANLEY & CO. LLC SAN FRANCISCO, California, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

E*TRADE SECURITIES LLC
SEC 8-44112

MORGAN STANLEY & CO. LLC
SEC 8-15869

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 725614 · Mar 28, 2013 · Schedule D 7.B.(1), fund 805-3971235707

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Richard Coles	Director
. Equanum Capital Management, Llc	Executive
N/A N/A Equanum Capital Management, Llc	Executive
N/A Equanum Capital Management Pte. Ltd.	Promoter
. Equanum Holdings, Llc	Executive
N/A N/A Equanum Holdings, Llc	Executive
Pearse Griffith	Director
Kalpesh Kapadia	Director, Promoter
Stephen N/A Lane	Director
Krishanu Singhal	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

One Raffles Place Level 28 03 Oub Centre
Singapore, U0, 048616