Form D · Other Investment Fund

Epoch Global All-Cap Fund, LLC

New York, NY · CIK 0001540454

Offering snapshot reported Oct 15, 2015 · SEC filing

Reported sold
$2.74M
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$5M
Reported outside-investor minimum
First sale
Jan 2, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.37M$2.74MJul 18, 2013: $2,700,000.00Jul 18, 2013Aug 13, 2014: $2,687,124.00Aug 13, 2014Oct 15, 2015: $2,743,437.00Oct 15, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$2,687,124 → $2,743,437
  • Minimum accepted$0 → $5,000,000

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 15, 2015Amendment$2,743,437$56,313vs Aug 13, 20141SEC filing
Aug 13, 2014Amendment$2,687,124-$12,876vs Jul 18, 20131SEC filing
Jul 18, 2013Initial$2,700,000No comparison1SEC filing
Jan 27, 2012Amendment$2,700,000$1,700,000vs Jan 26, 20121SEC filing
Jan 26, 2012Initial$1,000,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-199900

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Epoch Investment Partners, Inc.None

Source: Form D, filed Oct 15, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

EPOCH GLOBAL ALL-CAP FUND, LLC

Investment adviser: EPOCH INVESTMENT PARTNERS, INC.

Gross asset value
$2.81M
Beneficial owners
2
ADV minimum commitment
$5M

Reported in Form ADV on Feb 10, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET BANK & TRUST BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG NEW YORK, New York, United States
Custodian STATE STREET BANK & TRUST BOSTON, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 978049 · Feb 10, 2016 · Schedule D 7.B.(1), fund 805-3144647767

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Epoch Investment Partners, Inc. Promoter
David N. Pearl Executive
William W. Priest Executive
Timothy T. Taussig Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
399 Park Avenue
New York, NY, 10022