Form D · Hedge Fund
EPISODE INC
Grand Cayman, E9 · CIK 0001347601
Offering snapshot reported Mar 2, 2012 · SEC filing
- Reported sold
- $2.85B Indefinite offering
- Investors reported
- 257 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Aug 2, 2005 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$2,803,032,197 → $2,847,271,939
- Reported investors251 → 257
- Minimum accepted$1,000,000 → $100,000
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 2, 2012 | Amendment | $2,847,271,939 | $44,239,742vs Mar 4, 2011 | 257 | SEC filing |
| Mar 4, 2011 | Amendment | $2,803,032,197 | $274,565,774vs Mar 4, 2010 | 251 | SEC filing |
| Mar 4, 2010 | Amendment | $2,528,466,423 | $2,423,900,000vs Mar 13, 2009 | 246 | SEC filing |
| Mar 13, 2009 | Amendment | $104,566,423 | No comparison | Not reported | SEC filing |
| Dec 15, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $2.3M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-84122
The sales commissions reported above include ongoing servicing fees.
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Capital Growth Advisors LLC | 41847 |
Source: Form D, filed Mar 2, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
EPISODE INC
Investment adviser: M&G INVESTMENT MANAGEMENT LTD.
- Gross asset value
- Not reported
- Beneficial owners
- Not reported
- ADV minimum commitment
- Not reported
Reported in Form ADV on Jan 21, 2025. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
No provider names available in this fund's imported disclosure.
Provider details
- Annual audit
- Not reported
- Prime brokers
- Not reported
- Custodians
- Not reported
- Administrator other than the adviser
- Not reported
- External marketing
- Not reported
Filing source
Form ADV 1929107 · Jan 21, 2025 · Schedule D 7.B.(1), fund 805-7975781707
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Anthony J. Ashplant | Director, Executive |
| Rupert Dorey | Director |
| Anthony Gaughan | Director |
| Carol Goodwin | Director |
| David Gareth Jones | Director |
| Martin Lewis | Director |
| Jonathan P. Mc Clelland | Executive |
| Michael G. Mc Lintock | Executive |
| N/A M&G General Partner Inc. | Promoter |
| N/A M&G Investment Management Limited | Promoter |
| Martin R. Moore | Director |
| William J. Nott | Director |
| Simon H. Pilcher | Director |
| Edward Louis Rosengarten | Director |
| Robin Rumboll | Director |
| Leslie J. Scrine | Director |
| Grant R. Speirs | Director |
| David Waters | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Grand Cayman, E9, KY1-9005