Form D · Hedge Fund

EP Absolute Return Strategies Ltd.

New York, NY · CIK 0001481761

Offering snapshot reported Jun 17, 2020 · SEC filing

Reported sold: $148M
Investors reported: 43
Minimum accepted: $100K
First sale: Nov 1, 2009

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$79,726,693 → $148,155,669
Reported investors38 → 43

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jun 17, 2020	Amendment	$148,155,669	$68,428,976vs Jul 12, 2018	43	SEC filing
Jul 12, 2018	Amendment	$79,726,693	$18,394,386vs Sep 26, 2017	38	SEC filing
Sep 26, 2017	Amendment	$61,332,307	$3,725,000vs Sep 27, 2016	37	SEC filing
Sep 27, 2016	Amendment	$57,607,307	$4,039,173vs Oct 30, 2015	33	SEC filing
Oct 30, 2015	Amendment	$53,568,134	$5,589,999vs Nov 10, 2014	27	SEC filing
Nov 10, 2014	Amendment	$47,978,135	$3,627,169vs May 7, 2014	25	SEC filing
Nov 10, 2014	Amendment	$47,978,135	$3,627,169vs May 7, 2014	25	SEC filing
May 7, 2014	Amendment	$44,350,966	$1,951,167vs Nov 13, 2013	18	SEC filing
Nov 13, 2013	Amendment	$42,399,799	$22,275,000vs Nov 13, 2012	17	SEC filing
Nov 13, 2012	Amendment	$20,124,799	$4,065,781vs Aug 24, 2011	14	SEC filing
Aug 24, 2011	Amendment	$16,059,018	$8,974,679vs Jun 9, 2010	11	SEC filing
Jun 9, 2010	Initial	$7,084,339	No comparison	7	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-143211

Source: Form D, filed Jun 17, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

EP ABSOLUTE RETURN STRATEGIES LTD.

Investment adviser: E&E ADVISORS L.P.

Gross asset value: $0
Beneficial owners: 0
ADV minimum commitment: $500K

Reported in Form ADV on Mar 8, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SEI GLOBAL SERVICES INC OAKS, Pennsylvania, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor ERNST & YOUNG LLP NEW YORK, New York, United States

Custodian BMO HARRIS BANK N.A. CHICAGO, Illinois, United States Related to adviser: No

Custodian PERSHING ADVISOR SOLUTIONS LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

PERSHING ADVISOR SOLUTIONS LLC
SEC 8-47425

Filing source

Form ADV 1832971 · Mar 8, 2024 · Schedule D 7.B.(1), fund 805-5714178978

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Laurence W. Cohen	Director
Steven W Davidson	Director
Kurt Dudas	Director
Sanford B. Ehrenkranz	Director
Joel S. Ehrenkranz	Director
Kabir S Kapoor	Director
Gregory Link	Director
Patrick Jc Shaw	Director
Andrew Sommers	Director
Ralph Woodford	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

375 Park Avenue, 28 Th Floor
New York, NY, 10152