Form D · Hedge Fund
Mortar Rock, L.P.
New York, NY · CIK 0001460457
Offering snapshot reported Mar 12, 2012 · SEC filing
- Reported sold
- $72.2M Indefinite offering
- Investors reported
- 8 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Oct 1, 2005 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 12, 2012 | Amendment | $72,161,984 | No comparison | 8 | SEC filing |
| Mar 11, 2011 | Amendment | $11,800,000 | No comparison | 3 | SEC filing |
| Mar 11, 2010 | Amendment | $11,300,000 | No comparison | 2 | SEC filing |
| Mar 16, 2009 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $24K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-129454
Data represents the total AUM for US investors at 12/31/11.
Includes sales commissions paid to all sales agents listed in this Form D for 2011. Sales agents receives a portion of the management fee payable by the Issuer to the Investment Manager.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Mid Atlantic Capital Corporation | 10674 | |
| Trestle Point, LLC | 138494 |
Source: Form D, filed Mar 12, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Eos Mortar Rock Capital Gp, Llc Eos Mortar Rock Capital Gp, Llc | Executive |
| Steven M. Friedman | Executive |
| Mortar Rock Capital Gp, Llc Mortar Rock Capital Gp, Llc | Executive |
| Randy Saluck | Executive |
| Brian Young | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10022