Form D · Other Technology
ENWAVE Corp
Vancouver, A1 · CIK 0001437598
Offering snapshot reported Jan 13, 2014 · SEC filing
- Reported sold
- $721K Offering amount: $1.17M
- Investors reported
- 2 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 20, 2013 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 13, 2014 | Initial | $720,974 | No comparison | 2 | SEC filing |
| Jul 6, 2012 | Initial | $438,426 | No comparison | 1 | SEC filing |
| Feb 23, 2011 | Initial | $716,670 | No comparison | 5 | SEC filing |
| Jun 15, 2009 | Initial | $30,591 | No comparison | 1 | SEC filing |
| Jun 11, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired, Other
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $43.3K
- Finders' fees
- $0
- Form D file number
- 021-209885
Aggregate offering includes amount that may be received by Issuer upon exercise of warrants. Each whole warrant may be exercised for one common share at a price of CDN$1.75 per share for a period of 24 months from the Closing Date.
Unit = 1 common share & 1/2 common share purchase warrant
In addition to cash commission, agents will also receive up to 33,000 warrants. Each warrant may be exercised for one common share at a price of CDN$1.40 per share for a period of 24 months from the Closing Date.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Raymond James Ltd. | None | Raymond James (USA) Ltd. · CRD 25853 |
| CIBC World Markets Inc. | None |
Source: Form D, filed Jan 13, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Beenu Anand | Director, Executive |
| Brent Charleton | Executive |
| Dr. Timothy D. Durance | Director, Executive |
| Tim Durance | Director, Executive |
| Timothy Durance | Director, Executive |
| John Mc Nicol | Director, Executive |
| Salvador Miranda | Director, Executive |
| Stewart Ritchie | Director |
| Gary Sandberg | Director |
| Jennifer Thompson | Executive |
| J. Hugh Wiebe | Director |
Issuer details
Industry: Other Technology (See others in industry)
Address:
Suite 2000 1066 West Hastings Street
Vancouver, A1, V6E 3X2
Vancouver, A1, V6E 3X2