Form D · Hedge Fund
EnTrustPermal Diversified SMA Fund Ltd.
New York, NY · CIK 0001752580
Offering snapshot reported Oct 5, 2018 · SEC filing
- Reported sold
- $92.6M Indefinite offering
- Investors reported
- 5 Form D · investor count
- Minimum accepted
- $1M Reported outside-investor minimum
- First sale
- Jan 1, 2018 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 5, 2018 | Initial | $92,560,453 | No comparison | 5 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-322905
EnTrustPermal Securities LLC, broker-dealer affiliate of the Investment Advisor, receives a fixed % of mgt. fee attributable to investors it refers to the Issuer & may receive a portion of the incentive fee.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| EnTrustPermal Securities LLC | 146443 | EnTrustPermal Securities LLC · CRD 146443 |
Source: Form D, filed Oct 5, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Graham Hedley Cook | Director |
| N/A N/A En Trust Permal Partners Offshore Lp | Promoter |
| Gregg S. Hymowitz | Executive |
| Allison B. Nolan | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
C/O En Trust Permal Partners Offshore Lp 375 Park Avenue
New York, NY, 10152
New York, NY, 10152