Form D · Hedge Fund

EnTrust Portfolio Tail Risk Fund Ltd.

New York, NY · CIK 0001547574

Offering snapshot reported Jan 8, 2018 · SEC filing

Reported sold: $108K
Investors reported: 2
Minimum accepted: $1M
First sale: Jul 1, 2013

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$89,104,219 → $107,806
Reported investors3 → 2

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 8, 2018	Amendment	$107,806	-$88,996,413vs Mar 22, 2017	2	SEC filing
Mar 22, 2017	Amendment	$89,104,219	$88,897,068vs Mar 25, 2016	3	SEC filing
Mar 25, 2016	Amendment	$207,151	$12,176vs Mar 25, 2015	1	SEC filing
Mar 25, 2015	Amendment	$194,975	-$64,943vs Mar 25, 2014	1	SEC filing
Mar 25, 2014	Amendment	$259,918	No comparison	2	SEC filing
Oct 2, 2013	Amendment	Yet to sell	No comparison	1	SEC filing
May 9, 2013	Amendment	Yet to sell	No comparison	0	SEC filing
May 8, 2012	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-177888

The total offering & sales amount and the total number of investors disclosed under Items 13 and 14, respectively, reflect the AUM of the Issuer as of 09.30.17.

EnTrustPermal Securities LLC, broker-dealer affiliate of the Investment Advisor, receives a fixed % of mgt fee attributable to investors it refers to the Issuer & may receive a portion of the incentive fee.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
EnTrustPermal Securities LLC	146443	EnTrustPermal Securities LLC · CRD 146443

Source: Form D, filed Jan 8, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ENTRUST PORTFOLIO TAIL RISK FUND LTD

Investment adviser: ENTRUST GLOBAL PARTNERS OFFSHORE LP

Gross asset value: $67.1M
Beneficial owners: 4
ADV minimum commitment: $1M

Reported in Form ADV on Oct 26, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator MAITLAND ADMINISTRATION LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor EISNERAMPER NEW YORK, New York, United States

Marketer ENTRUSTPERMAL SECURITIES LLC NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: Yes

EISNERAMPER
PCAOB 274

ENTRUSTPERMAL SECURITIES LLC
CRD 146443 · SEC 8-67822

Filing source

Form ADV 1248165 · Oct 26, 2018 · Schedule D 7.B.(1), fund 805-1826082234

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Graham Hedley Cook	Director
N/A N/A En Trust Partners Offshore Lp	Promoter
N/A N/A En Trust Permal Offshore Partners Lp	Promoter
Gregg S. Hymowitz	Executive
Allison B. Nolan	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Entrustpermal Partners Offshore Lp 375 Park Avenue, 24 Th Floor
New York, NY, 10152