Form D · Hedge Fund

ENTRUST DIVERSIFIED ALPHA PLUS FUND SPC

New York, NY · CIK 0001426379

Offering snapshot reported Mar 22, 2017 · SEC filing

Reported sold
$4.64M
Indefinite offering
Investors reported
6
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Apr 3, 2006
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$55.3M$111MMar 31, 2009: $16,350,980.00Mar 31, 2009Mar 30, 2010: $96,000.00Mar 24, 2011: $110,339,583.00Mar 23, 2012: $110,339,583.00Mar 25, 2013: $110,339,583.00Oct 3, 2013: $110,339,583.00Mar 25, 2014: $110,615,727.00Mar 25, 2015: $110,615,727.00Mar 25, 2016: $15,043,888.00Mar 22, 2017: $4,637,987.00Mar 22, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$15,043,888 → $4,637,987
  • Reported investors8 → 6

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 22, 2017Amendment$4,637,987-$10,405,901vs Mar 25, 20166SEC filing
Mar 25, 2016Amendment$15,043,888-$95,571,839vs Mar 25, 20158SEC filing
Mar 25, 2015Amendment$110,615,727$0vs Mar 25, 201426SEC filing
Mar 25, 2014Amendment$110,615,727$276,144vs Oct 3, 201326SEC filing
Oct 3, 2013Amendment$110,339,583$0vs Mar 25, 201325SEC filing
Mar 25, 2013Amendment$110,339,583$0vs Mar 23, 201225SEC filing
Mar 23, 2012Amendment$110,339,583$0vs Mar 24, 201125SEC filing
Mar 24, 2011Amendment$110,339,583$110,243,583vs Mar 30, 201024SEC filing
Mar 30, 2010Amendment$96,000-$16,254,980vs Mar 31, 20097SEC filing
Mar 31, 2009Initial$16,350,980No comparisonNot reportedSEC filing
Feb 4, 2008PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
Not reported
The total offering & sales amount and the total number of investors disclosed under Items 13 and 14, respectively, reflect the AUM of the Issuer as of 12.31.16.
EnTrustPermal Securities LLC, broker-dealer affiliate of the Advisor, receives a fixed percentage of mgt fee attributable to investors it refers to the Issuer & may receive a portion of the incentive fee.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
EnTrustPermal Securities LLC146443EnTrustPermal Securities LLC · CRD 146443

Source: Form D, filed Mar 22, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Graham Hedley Cook Director
N/A N/A En Trust Partners Offshore Lp Promoter
Mark S. Fife Executive
Graham Hedley Cook Director
Gregg S. Hymowitz Executive
Allison Nolan Director
En Trust Partners Offshore Llc Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
375 Park Avenue, 24 Th Floor
New York, NY, 10152