Form D · Investment Banking
RODMAN & RENSHAW CAPITAL GROUP, INC.
New York, NY · CIK 0001054303
Offering snapshot reported Nov 2, 2011 · SEC filing
- Reported sold
- $6.65M Offering amount: $8M
- Investors reported
- 9 Form D · investor count
- Minimum accepted
- $250K Reported outside-investor minimum
- First sale
- Nov 1, 2011 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 2, 2011 | Initial | $6,650,000 | No comparison | 9 | SEC filing |
| Jul 19, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Debt, Option to acquire
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-168160
Source: Form D, filed Nov 2, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| John J Borer | Director, Executive |
| Winston Churchill | Director |
| Wesley K Clark | Director |
| Richard M Cohen | Director |
| Peter F Drake | Director |
| Sam Dryden | Director |
| Mark L Friedman | Director |
| Marvin I Haas | Director |
| David Horin | Executive |
| Edward Rubin | Director, Executive |
| Michael Vasinkevich | Director, Executive |
Issuer details
Industry: Investment Banking (See others in industry)
Address:
1251 Avenue Of The Americas 20 Th Floor
New York, NY, 10020
New York, NY, 10020