Form D · Commercial Banking
ENTERPRISE FINANCIAL SERVICES CORP
Clayton, MO · CIK 0001025835
Offering snapshot reported Jan 14, 2010 · SEC filing
- Reported sold
- $5.19M Offering amount: $15M
- Investors reported
- 15 Form D · investor count
- Minimum accepted
- $150K Reported outside-investor minimum
- First sale
- Dec 30, 2009 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 14, 2010 | Initial | $5,192,366 | No comparison | 15 | SEC filing |
| Aug 7, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Jul 6, 2006 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Nov 9, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-83108
The purchase price per share was $8.09 for directors and officers of Enterprise Financial Services Corp and $7.71 for other investors, as described in the Form 8-K filed on January 14, 2010.
Source: Form D, filed Jan 14, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| John G. Barry | Executive |
| Peter F. Benoist | Director, Executive |
| Michael A. De Cola | Director |
| William H. Downey | Director |
| Robert E. Guest, Jr. | Director |
| Linda M. Hanson | Executive |
| Lewis A. Levey | Director |
| Stephen P. Marsh | Executive |
| Birch M. Mullins | Director |
| James J. Murphy, Jr. | Director |
| Brenda D. Newberry | Director |
| Frank H. Sanfilippo | Executive |
| Sandra A. Van Trease | Director |
| Henry D. Warshaw | Director |
Issuer details
Industry: Commercial Banking (See others in industry)
Address:
150 North Meramec 150 North Meramec
Clayton, MO, 63105
Clayton, MO, 63105