Form D · Hedge Fund

ENHANCED RAFI GLOBAL LONG SHORT, LP

Newport Beach, CA · CIK 0001352668

Offering snapshot reported Sep 20, 2011 · SEC filing

Reported sold: $106M
Investors reported: 41
Minimum accepted: $5M
First sale: Jul 1, 2005

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Sep 20, 2011	Amendment	$106,295,174	No comparison	41	SEC filing
Oct 14, 2010	Amendment	$86,115,174	No comparison	37	SEC filing
Oct 19, 2009	Amendment	$96,872,427	No comparison	23	SEC filing
Jun 30, 2005	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-86202

Source: Form D, filed Sep 20, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ENHANCED RAFI GLOBAL LONG SHORT LP

Investment adviser: RESEARCH AFFILIATES, LLC

Gross asset value: $107M
Beneficial owners: 23
ADV minimum commitment: $1M

Reported in Form ADV on Jun 1, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HEDGECOUNT, LLC SAN FRANCISCO, California, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor ERNST & YOUNG SAN FRANCISCO, California, United States

Custodian BNY MELLON CAPITAL MARKETS, LLC NEW YORK, New York, United States Related to adviser: No

Marketer ALTEGRIS INVESTMENTS, INC. LA JOLLA, California, United States Related to adviser: No

Marketer OPPENHEIMER & CO. INC. NEW YORK, New York, United States Related to adviser: No

Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States

Prime broker MACQUARIE CAPITAL (USA) INC. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

BNY MELLON CAPITAL MARKETS, LLC
SEC 8-35255

ALTEGRIS INVESTMENTS, INC.
CRD 8258 · SEC 8-24931

OPPENHEIMER & CO. INC.
CRD 249 · SEC 801-887

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

MACQUARIE CAPITAL (USA) INC.
CRD 36368 · SEC 8-47198

Filing source

Form ADV 650576 · Jun 1, 2012 · Schedule D 7.B.(1), fund 805-2179151427

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Robert D. Arnott	Executive
Daniel M. Harkins	Executive
N/A Research Affiliates Management, Llc	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

620 Newport Center Drive Suite 900
Newport Beach, CA, 92660