Form D · Other
ENGLOBAL CORP
Houston, TX · CIK 0000933738
Offering snapshot reported Feb 9, 2023 · SEC filing
- Reported sold
- $3.77M Offering amount: $3.77M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Feb 1, 2023 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 9, 2023 | Initial | $3,772,450 | No comparison | 1 | SEC filing |
| Oct 24, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Option to acquire, Security to be acquired
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $305K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-473026
Warrants to purchase up to 3,971,000 shares of common stock, at an exercise price equal to $0.95 per share, were issued for no additional consideration concurrently with a registered direct offering of 3,971,000 shares of common stock.
ENGlobal Corporation will pay A/G/P./Alliance Global Partners a cash fee equal to 7.0% of the aggregate proceeds from the sale of common stock and the warrants, plus up to an additional $60,000 in other accountable and non-accountable expenses.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| A.G.P./Alliance Global Partners | 8361 |
Source: Form D, filed Feb 9, 2023. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| William Coskey | Executive |
| Mark Hess | Director, Executive |
| Lloyd Kirchner | Director |
| Kevin M. Palma | Director |
| Christopher Sorrells | Director |
| Darren Spriggs | Executive |
| Roger Westerlind | Executive |
Issuer details
Industry: Other (See others in industry)
Address:
11740 Katy Fwy Energy Tower Iii, 11th Floor
Houston, TX, 77079
Houston, TX, 77079