Form D · Private Equity Fund

Engaged Capital Special Situation Fund, LP

Newport Beach, CA · CIK 0001813061

Offering snapshot reported Mar 17, 2021 · SEC filing

Reported sold: $41.2M
Investors reported: 66
Minimum accepted: $0
First sale: Mar 30, 2020

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 17, 2021	Initial	$41,203,903	No comparison	66	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 3C, 06b, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-392627

Source: Form D, filed Mar 17, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ENGAGED CAPITAL SPECIAL SITUATION FUND, LP

Investment adviser: ENGAGED CAPITAL, LLC

Gross asset value: $9.03M
Beneficial owners: 66
ADV minimum commitment: $250K

Reported in Form ADV on Mar 31, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE LLP COSTA MESA, California, United States

Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No

Prime broker JEFFERIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE & TOUCHE LLP
PCAOB 34

JEFFERIES LLC
SEC 8-15074

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Filing source

Form ADV 1631431 · Mar 31, 2022 · Schedule D 7.B.(1), fund 805-8677650432

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Engaged Capital Holdings, Llc	Executive
Engaged Capital, Llc	Executive
Glenn Welling	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

610 Newport Center Drive, Suite 250
Newport Beach, CA, 92660