Form D · Private Equity Fund

Engaged Capital Co-Invest V-A, LP

Newport Beach, CA · CIK 0001700254

Offering snapshot reported Apr 6, 2017 · SEC filing

Reported sold: $30.4M
Investors reported: 8
Minimum accepted: $0
First sale: Apr 1, 2017

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 8

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Apr 6, 2017	Amendment	$30,400,000	No comparison	8	SEC filing
Mar 10, 2017	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-282230

Source: Form D, filed Apr 6, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ENGAGED CAPITAL CO-INVEST V-A, LP

Investment adviser: ENGAGED CAPITAL, LLC

Gross asset value: $50.1M
Beneficial owners: 10
ADV minimum commitment: $1M

Reported in Form ADV on Mar 30, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE LLP COSTA MESA, California, United States

Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No

Prime broker JEFFERIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE & TOUCHE LLP
PCAOB 34

JEFFERIES LLC
SEC 8-15074

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Filing source

Form ADV 1402166 · Mar 30, 2020 · Schedule D 7.B.(1), fund 805-5487810878

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Engaged Capital Holdings, Llc	Executive
N/A Engaged Capital, Llc	Executive
Engaged Capital Holdings Llc	Executive
Glenn Welling	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

610 Newport Center Drive Suite 250
Newport Beach, CA, 92660